-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AkdUYbXvaRf+UJfWi2HqPRb5XqcXCfvYW61L7GKszLgfMq+xJKIaUgwDxUt856Kf uL9DqU8+9fpR6czA1mz67A== 0000728083-97-000013.txt : 19970822 0000728083-97-000013.hdr.sgml : 19970822 ACCESSION NUMBER: 0000728083-97-000013 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970821 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST FEDERAL BANCSHARES OF ARKANSAS INC CENTRAL INDEX KEY: 0001006424 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 71085261 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48393 FILM NUMBER: 97667557 BUSINESS ADDRESS: STREET 1: PO BOX 550 CITY: HARRISON STATE: AR ZIP: 72602 BUSINESS PHONE: 5017417641 MAIL ADDRESS: STREET 1: PO BOX 550 CITY: HARRISON STATE: AR ZIP: 72602 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST SAVE ASSOCIATES LP/SECOND FIRST SAVE ASS/FIRST MANHATT CENTRAL INDEX KEY: 0000904742 STANDARD INDUSTRIAL CLASSIFICATION: [] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O FIRST MANHATTAN CO STREET 2: 437 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127563300 MAIL ADDRESS: STREET 1: 437 MADISON AVE STREET 2: C/O FIRST MANHATTAN CO CITY: NEW YORK STATE: NY ZIP: 10022 SC 13D/A 1 FFBAR SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Amendment No. 1 Name of Issuer: FIRST FEDERAL BANCSHARES OF ARKANSAS INC. Title of Class of Securities: Common Stock CUSIP Number: 32020F105 Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications: Suzanne Capellini First Manhattan Co. 437 Madison Avenue New York, NY 10022 212-756-3480 Date and Event which Requires Filing of this Statement: N/A If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class). (See Rule 13d-7). Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 32020F105 1) Name of Reporting Person; S.S. or I.R.S. Identification No. of above Person: First Save Associates, L.P. IRS # 13-3329033 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [X] 3) SEC Use Only 4) Source of Funds (See Instructions): WC 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] 6) Citizenship or Place of Organization: New Jersey Number of Shares Beneficially Owned by Each Reporting Person with: 7) Sole Voting Power: 132,500 8) Shared Voting Power: 0 9) Sole Dispositive Power: 132,500 10) Shared Dispositive Power: 0 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 132,500 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): [ ] 13) Percent of Class Represented by Amount in Row (11): 2.7% 14) Type of Reporting Person (See Instructions): PN CUSIP No. 32020F105 1) Name of Reporting Person; S.S. or I.R.S. Identification No. of above Person: Second First Save Associates, L.P. IRS # 13-3367940 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [X] 3) SEC Use Only 4) Source of Funds (See Instructions): WC 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] 6) Citizenship or Place of Organization: New Jersey Number of Shares Beneficially Owned by Each Reporting Person with: 7) Sole Voting Power: 130,100 8) Shared Voting Power: 0 9) Sole Dispositive Power: 130,100 10) Shared Dispositive Power: 0 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 130,100 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): [ ] 13) Percent of Class Represented by Amount in Row (11): 2.7 % 14) Type of Reporting Person (See Instructions) PN CUSIP No. 32020F105 1) Name of Reporting Person; S.S. or I.R.S. Identification No. of above Person: *First Manhattan Co. IRS #13-1957714 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [X] 3) SEC Use Only 4) Source of Funds (See Instructions): WC 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] 6) Citizenship or Place of Organization: New York Number of Shares Beneficially Owned by Each Reporting Person with: 7) Sole Voting Power: N/A Pursuant to Instruction C 8) Shared Voting Power: N/A Pursuant to Instruction C 9) Sole Dispositive Power: N/A Pursuant to Instruction C 10) Shared Dispositive Power: N/A Pursuant to Instruction C 11) Aggregate Amount Beneficially Owned by Each Reporting Person: N/A Pursuant to Instruction C 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):[ ] N/A Pursuant to Instruction C 13) Percent of Class Represented by Amount in Row (11): N/A Pursuant to Instruction C 14) Type of Reporting Person (See Instructions) N/A Pursuant to Instruction C *Included as required by Instruction C. First Manhattan Co. is General Partner of both First Save Associates, L.P. and Second First Save Associates, L.P. CUSIP No. 32020F105 Item 1. Security and Issuer This statement relates to the common stock, $.01 par value, of FIRST FEDERAL BANCSHARES OF ARKANSAS INC., P.O. BOX 550, HARRISON, AR 72602. Item 2. Identity and Background a) Name (b) Business (c) Principal (d) (e) Address Occupation 1) First Save c/o First Manhattan Co. Investment in No No Associates, L.P. 437 Madison Ave. bank securities NY, NY 10022 2)Second First Save c/o First Manhattan Co. Investment in No No Associates, L.P. 437 Madison Avenue bank securities NY, NY 10022 3) First Manhattan Co. 437 Madison Avenue Investment No No NY, NY 10022 Adviser Item 3. Source and Amount of Funds or Other Consideration $423,833.23 Acquired from partnership working capital of First Save Associates, L.P. $366,193.79 Acquired from partnership working capital of Second First Save Associates, L.P. Item 4. Purpose of Transaction The securities were acquired solely for investment purposes. Item 5. Interest in Securities of the Issuer a) 132,500 shares; 2.7% by First Save Associates, L.P. 130,100 shares; 2.7% by Second First Save Associates, L.P. b) Voting and Dispositive Power With Respect To Securities of the Issuer: First Save Associates, L.P. sole voting power: 132,500 shares sole dispositive power: 132,500 shares Second First Save Associates, L.P. sole voting power: 130,100 shares sole dispositive power: 130,100 shares c) First Save Associates, L.P. effected the following purchase transactions in FIRST FEDERAL BANCSHARES OF ARKANSAS INC. during the past sixty (60) days: Amt. of Price Where Trade Date Securities Per Share Transacted Not Applicable CUSIP No. 346824105 Second First Save Associates, L.P. effected the following purchase transactions in FIRST FEDERAL BANCSHARES OF ARKANSAS INC. during the past sixty (60) days: Amt. of Price Where Trade Date Securities Per Share Transacted Not Applicable d) N/A e) N/A Item 6. Contracts, Arrangements, Understandings, or Relationships with Respect to Securities of the Issuer. First Manhattan Co. is a registered investment adviser and the general partner of both First Save Associates, L.P. and Second First Save Associates, L.P. As of December 31, 1996, First Manhattan Co. is including in its annual Form 13G filings the securities held in the accounts of First Save Associates, L.P. and Second First Save Associates, L.P. Accordingly, First Manhattan Co. will no longer maintain separate Form 13D filings for such positions held in the accounts of First Save Associates, L.P. and Second First Save Associates, L.P. Item 7. Material to be Filed as Exhibits None After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. First Save Associates, L.P. Second First Save Associates, L.P. by: First Manhattan Co., General Partner /s/ Neal K. Stearns General Partner Date: 8/20/97 -----END PRIVACY-ENHANCED MESSAGE-----